London Stock Exchange Listing Rules

Admission to official listing on a stock exchange admission to listing together with admission to trading and officially listed on a stock exchange shall be construed accordingly admission to trading admission to trading on an rie s market for listed securities and admitted to trading shall be construed accordingly. Or c in respect of a lending arrangement on the outward leg the borrower and on the return leg the lender. London stock exchange london.

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Buyer a a member firm purchasing securities from another member firm.

London stock exchange listing rules. Rules of the london stock exchange 1 july 2019 page 5. In the case of most listed securities these will supplement the disclosure and transparency rules and prospectus rules link to fca handbook. Set out in the separate rulebook aim rules for nominated advisers. The process of floating a company and their ongoing regulation is controlled by the ukla uk listing authority which is a part of the fsa.

Companies with a premium listing are required to comply with the uk listing rules and disclosure guidance and transparency rules. For securities admitted to trading on the professional securities market the relevant chapter of the ukla listing rules is chapter 4. All securities admitted to trading must comply with the exchange s admission and disclosure standards. The rules for trading aim securities are set out in rules of the london stock exchange.

With the uk regulator scrutinising the compliance of listed companies more closely than ever. Drs on both of these markets are admitted to the uk listing authority s ukla 1 official list and will benefit from the regulatory framework designed specifically for dr issuers within the ukla s listing. B in the case of a central counterparty trade a matched buyer. In the case of the professional securities market they are the only rules that will apply.

The ukla listing rules link to fca handbook set out some of the rules applicable to a company that is listed or seeking admission to listing on the the london stock exchange. 1 aim was registered as a sme growth market on 3 january 2018. The london stock exchange listing rules that must be fulfilled before a company can go public follow. The procedures relating to disciplinary and appeals matters are set out in the disciplinary procedures and appeals handbook.

London stock exchange s choices for dr issuers the main market and professional securities market are the exchange s markets for listed drs.